Welcome to the Urethane Antitrust Litigation (Polyether Polyol Cases) website.
Last updated: October 06, 2014
In January 2013, representative plaintiffs Seegott Holdings, Inc., Industrial Polymers,
Inc., and Quabaug Corporation went to trial against the sole remaining defendant
in this antitrust class action litigation, The Dow Chemical Company ("Dow"). (All
of the other defendants settled with the Plaintiffs before trial, without admitting
liability.) After a four-week trial, the jury rendered a verdict in favor of Plaintiffs
and the Class and against Dow in the amount of $400,049,039. Dow filed post-trial
motions, including a motion to decertify the Class, which the Court denied on May
15, 2013. After tripling the jury verdict as provided for in the antitrust laws,
and after offsetting that amount by the $139,300,000 in settlements obtained from
the settling defendants, the District Court entered judgment against Dow and in
favor of the Class in the amount of $1,060,847,117, plus statutory interest at a
rate of 0.11 percent, for purchases between November 24, 2000 and December 31, 2003.
Dow appealed the jury verdict and the judgment, as well as the court’s earlier decision
to certify this as a class action, to the United States Court of Appeals for the
Tenth Circuit. On September 29, 2014, a Tenth Circuit panel unanimously affirmed
the trial court’s decisions, upholding both class certification and the $1.06 billion
judgment against Dow. The court’s opinion is available in the box on the left. Class
Counsel anticipate that Dow will ask the U.S. Supreme Court to review the Tenth
Circuit decision. The net proceeds of the judgment (if any) will not be distributed
to Class members until all appeals are resolved. This website will be updated when
As advised in the Notice dated July 26, 2013 (available at the link above), the
District Court originally certified this litigation as a class action covering eligible
purchases of Polyether Polyol Products from January 1, 1999 through December 31,
2004. On May 15, 2013, the District Court issued a Memorandum and Order shortening
the class period to conform to the evidence developed during discovery and presented
at trial. The class period now ends on December 31, 2003. This change could affect
your right to pursue claims against Dow as follows.
If you were a member of the Class as originally certified on July 29, 2008 but purchased
Polyether Polyol Products (as described below) from any of the Defendants during
2004 only, you are no longer a member of the Class proceeding against Dow
and will not be able to participate in any recovery from Dow. You are no longer
represented by Class Counsel.
If you were a member of the Class as originally certified on July 29, 2008 and purchased
Polyether Polyol Products before and during 2004, your 2004 purchases are
no longer part of the claims being pursued in this class action against Dow. You
may participate in any recovery from Dow, but your 2004 purchases will not be considered
in calculating your recovery. Class Counsel continue to represent you for purchases
made before 2004, but Class Counsel do not represent you for purchases you made
To protect your legal rights to seek recovery from Dow for any purchases you made
during 2004, you may wish to consult with your own lawyer at your own expense. You
should act promptly because any claims arising from 2004 purchases could become
time-barred by operation of law. By Court order, the statute of limitations was
tolled as of May 15, 2013, but began running again as of October 8, 2013.
The modification of the class period only applies to the claims against Dow. It
does not affect the claims that were settled with former defendants Bayer AG, Bayer
MaterialScience LLC (f/k/a Bayer Polymers LLC), Bayer Corporation, BASF SE (f/k/a
BASF AG), BASF Corporation, Huntsman International LLC, or Lyondell Chemical Company.
It does not affect your entitlement to settlement payments that you have already
received or will receive in the future from those settlements. For more information
about those settlements, please visit www.PolyetherPolyolSettlement.com.
What Is This Litigation About?
Plaintiffs filed a class action lawsuit against multiple defendants alleging that
the defendants unlawfully agreed to fix, raise, maintain, or stabilize the prices
of Polyether Polyol Products (as defined below) sold in the United States and its
territories during the class period, in violation of the federal antitrust laws.
Polyether Polyol Products are: (1) propylene oxide-based polyether polyols; (2)
monomeric or polymeric diphenylmethane diisocyanates (MMDI or PMDI – collectively,
MDI); (3) toluene diisocyanates ("TDI"); (4) MDI-TDI blends; or (5) propylene oxide-based
polyether polyol systems (except those that also contain polyester polyols).
On February 20, 2013, after a four-week trial, a jury in the United States District
Court for the District of Kansas found that Dow participated in a conspiracy to
fix, raise, or stabilize prices for Polyether Polyol Products, that the conspiracy
caused Class Plaintiffs to pay more for the products than they would have paid absent
a conspiracy, and that Class Plaintiffs proved damages in the amount of $400,049,039.00.
On July 26, 2013, the District Court entered judgment against Dow and in favor of
the Class in the amount of $1,060,847,117, plus statutory interest at a rate of
0.11 percent, for purchases between November 24, 2000 and December 31, 2003.
Dow’s Appeal and the Order to Retain
a Portion of the BASF/Huntsman Settlement Fund
and Awarding Litigation Expenses
Dow is appealing the jury verdict and the judgment rendered against it, a process
that could take several years. Pursuant to a Stipulated Order, Dow has posted a
supersedeas bond in the amount of $400 million. The supersedeas bond
operates like an insurance policy for the Class, so that if Dow becomes financially
unable to pay some or all of the Final Judgment while the appeal is pending, the
supersedeas bond proceeds will remain available to pay the Class promptly
at the conclusion of all appeals. But if Dow wins on the merits of its appeal, the
Court could require Plaintiffs to reimburse Dow for the cost of the bond premiums.
Therefore, on October 1, 2013, the Court ordered that $3.6 million be reserved from
the second distribution of the Huntsman and BASF settlement funds to pay any taxable
costs of a bond that may be awarded to Dow if it wins on appeal. In the event such
taxable costs are not awarded to Dow, Class Counsel propose that the reserved funds
either be distributed to the Class or, subject to Court approval, made available
to pay any additional litigation expenses that may arise.
The Court also awarded Class Counsel reimbursement of $3,081,726.22 in litigation
expenses from the proceeds of the Huntsman and BASF settlements. These expenses
include costs for expert witnesses and other trial expenses. The Court's October
1, 2013 order is available in the "Court Documents" link above.
Who is Part of the Class?
Pursuant to the District Court’s July 29, 2008 order certifying this lawsuit as
a class action and its May 15, 2013 order shortening the Class period, the Litigation
Class consists of: All persons and entities who purchased Polyether Polyol Products
(as defined above in "What is This Litigation About?") directly from a defendant
at any time from January 1, 1999 through December 31, 2003 in the United States
and its territories (excluding all governmental entities, any defendants, their
employees, and their respective parents, subsidiaries, and affiliates). The July
29, 2008 and May 15, 2013 orders are available for download or viewing using the
Court Documents link on the left side of this page.
The deadline for requesting exclusion from the Class has expired. Therefore, if
you fall within the Class definition and did not exclude yourself, you are a Class
Class members will share the net proceeds of the judgment against Dow, if any. As
a Class member, you will not be personally responsible for attorneys’ fees or costs
unless you hire your own individual attorney. The fees and costs for Class Counsel
have and will continue to come from any recovery for the Class as approved by the
Court. All decisions and judgments the Court renders in this lawsuit bind all Class
members under Fed. R. Civ. P. 23(c)(3). Class members may retain individual counsel
at their own expense and enter individual appearances in the litigation but are
not required to do so.
How Do I Get Further Information?
More information is available at the links on the left side of this website, but
we urge you to consult the settlement website – www.PolyetherPolyolSettlement.com – for more in-depth information
about the litigation as originally filed and the settlements with all of the defendants
except Dow. You can also obtain information by contacting the Settlement Administrator
through the address below or by clicking on "Contact Information" on the upper left
of this website.
Urethane Antitrust Litigation
Polyether Polyol Cases
c/o Rust Consulting, LLC.
P.O. Box 2711
Faribault, MN 55021
Please do not direct inquiries to the Defendants, the Court, or the Clerk’s